Chief Compliance Officer
(650) 358-9000 ext.6411
Jason Tripp is the Chief Compliance Officer of Sensiba San Filippo Financial Advisers LLC. Prior to joining the firm, Jason was an Examiner at FINRA where he would audit big name Investment Banking firms and Financial Advisors such as Goldman Sachs, Charles Schwab, eTrade and Wells Fargo to ensure clients were being treated properly and, when necessary, spearhead enforcement actions against bad actors. This experience along with Jason’s keen instincts have provided him with the ability to serve clients with accuracy, efficiency and trust.
In addition to protecting the public as a regulator, Jason spent over a decade as the Chief Compliance Officer at Bay Area Biotech, Pharma, Boutique, FinTech, and Robo – Advisory firms where protecting investors was always the top priority. It is this very broad array of supervisory and hands on experience that grants Jason the scope of understanding necessary to shield clients from fraudulent and unethical investment schemes.